Location:Home Talk East & West
MAO AND LINCOLN
By Henry C. K. Liu
2009-06-01 02:52:09
 


Editor’s Note: This is a condensed text from the author’s two-part article under that title. The subtitles and sources of the two parts are as follows:
Part 1: Demon and deity
http://www.atimes.com/atimes/China/FC31Ad02.html
Part 2: The Great Leap Forward not all bad
http://www.atimes.com/atimes/China/FD01Ad04.html

 

Demon and Deity

Chairman Mao Zedong, the greatest revolutionary in modern Chinese history, has been unfairly vilified by the neo-liberal West, but he set a decaying China on the path to renewed greatness and provided a vision for a new China that will survive for centuries to come. In fact, Abraham Lincoln, the 16th president of the United States, is deified, while Mao is demonized.

Lincoln's assault on due process was decidedly more violent than Mao's alleged autocratic leadership style. The difference between Lincoln and Mao is that Lincoln's high-minded quest for equality in practice allowed a few to monopolize the resultant national wealth, while Mao tried to distribute it to all equally.

A look at the two great leaders - one of them a great revolutionary - is instructive:

The neo-liberal West goes so far as to accuse Mao of being a ruthless dictator, allegedly murdering 30 million of his fellow citizens with his radical programs, such as the controversial Great Leap Forward. Such propaganda bears little relation to the reality of Mao (as the greatest revolutionary in modern Chinese history who set a decaying China on the path to renewed greatness). Mao was neither perfect nor a superman. Like all humans, he made mistakes as a leader, but he provided a vision for a new China that will survive for centuries to come. Mao was demonized by the neo-liberal West simply because he was a communist. It is also a mistake for the Western left to interpret post-Mao China's strategic response to changing global geopolitical conditions as an ideological deviation from Mao's revolutionary vision for China.

Some libertarians vilify Lincoln

Lincoln, a great leader, is also vilified by his libertarian detractors as the US president who suspended civil liberty and destroyed free markets. While there is historical evidence of Lincoln being accountable for these partisan charges, there is also evidence that he did such with a higher purpose. Elected by narrow pluralities, Lincoln is known as the US president who preserved the Union. Under his leadership, and largely because of it, the United States moved closer to the full implementation of the promise that was contained in the Declaration of Independence: that all men are created equal; and toward fulfillment of the potential of the US constitution, which is the commitment to equality under the law.

Stopping in Philadelphia in 1861 on the way to his inauguration, Lincoln visited Independence Hall, where he said in a speech, "I have often inquired of myself what great principle or idea it was that kept this confederacy so long together. It was not the mere matter of the separation of colonies from the motherland, but something in that Declaration giving liberty, not alone to the people of this country, but hope to the world for all future time. It was that which gave promise that in due time the weights should be lifted from the shoulders of all men, and that all should have an equal chance. This is the sentiment embodied in that Declaration of Independence." Lincoln aimed to give hope to the world for liberty by example, not by foreign wars.

Lincoln scholar Harry Jaffa argues in The Crisis of the House Divided that Lincoln was a model statesman who stuck by high-minded principles as he fought to promote liberty, even though he had to suspend liberty temporarily to achieve his higher purpose. Gore Vidal's Lincoln: A Novel views Lincoln as a heroic figure who moved to change the very nature of American government and society, aiming toward greatness against the tide of popular opinion in sympathy with the South. Preserving the Union was decidedly an undemocratic undertaking.

And there are more dissenting critical views. Lincoln critic Tom DiLorenzo argues in The Real Lincoln that Lincoln was a calculating politician who waged the bloodiest war in American history, not to free the slaves, but to build an empire of corporate welfare. DiLorenzo points out that there were incidents of war-waging on innocent civilians at the very beginning, in 1862-63. The town of Randolph, Tennessee, was burned to the ground because Confederate sharpshooters sniped at Union ships. Not being able to find the sharpshooters for punishment individually, Union troops retaliated by burning down the whole town.

This kind of wholesale atrocity also was perpetrated by the Nazis eight decades later, but only in occupied lands and not on fellow ethnic Germans, unless they were communists. And this sort of wholesale atrocity went on all through the American Civil War, because in a war between brothers, there is usually no honor code. It is a sad testimony to the ascendance of inhumanity that wholesale slaughter of innocent civilians continues to this day in the name of a holy war on terrorism. And although preemptive self-defense may be justifiable, it is hardly a high-minded principle.

Lincoln sacrificed individual freedoms

In another book, The Great Centralizer, DiLorenzo documented much centralization of power in the first 18 months of the Lincoln administration, at the expense of individual freedom and states' rights, the founding principles of the American republic.

Regarding internal development, Leonard Curry wrote in Blueprint for Modern America that constitutional scruples against government subsidy for private monopolies disappeared after Lincoln, ending seven decades of constitutional resistance against corporate welfare prior to Lincoln's presidency. And money was nationalized under Lincoln. Senator John Sherman said of the National Currency Acts and the Legal Tender Acts: "These will nationalize as much as possible, even the currency, so as to make men love their country before their states. All private interests, all local interests, all banking interests, the interest of individuals, everything should be subordinate now to the interest of the [central] government." The New York Times editorialized on March 9, 1863, that "the Legal Tender Act and the National Currency Bill crystallize a centralization of power such as [Alexander] Hamilton [the first US treasury secretary] might have eulogized as magnificent."

The tariff was tripled by Lincoln and remained at that high level for decades after the war ended. Harvard professor David Donald, a Pulitzer Prize-winning Lincoln biographer, wrote: "Lincoln and the Republicans intended to enact the high protective tariff that mothered monopoly, to pass a homestead law that invited speculators to loot the public domain, and to subsidize a transcontinental railroad that afforded infinite opportunities for jobbery [political-patronage jobs]."

One not-so-high-minded reason Lincoln and the Republicans gave for their opposition to the extension of slavery was that they wanted to preserve the new territories for white labor, not opposition to an immoral institution. They said clearly that they wanted the political support of white laborers who did not want competition from black slave labor. In practice, democracy often thrives on the lowest instincts of impassioned voters while ignoring the rights of the disfranchised. Representative democracy, as practiced in the United States, is an electoral power game in which the rich and the powerful have an overwhelming advantage over the weak and the poor, which is objectionable enough by itself, and it becomes absolutely repugnant when vaunted as a universal standard for a global holy war.

Lincoln a dictator?

In many scholarly works, such as Constitutional Problems under Lincoln by James Randall, Freedom under Lincoln by Dean Sprague, The Fate of Liberty by Mark Neely and Constitutional Dictatorship by Clinton Rossiter, Lincoln is labeled a dictator because he launched a military invasion of the Southern states without consent of Congress and suspended habeas corpus, with the result that at least 13,000 Northern citizens were imprisoned without arrest warrants being issued. For that matter, the last war declared by Congress, constitutionally the sole authority for war declaration, was World War II, after which all wars had been executive wars. Lincoln censored all telegraph communication to control developing news on the Civil War; nationalized railroads for war transport and ordered federal troops to interfere in Northern elections. David Donald writes also that the Republican Party won New York state by 7,000 votes in 1864 "under the protection of Federal bayonets".

Clement Vallandigham, Ohio congressman and leader of the Copperheads, Northern sympathizers with the South, accused Lincoln of continuing the Civil War after the Union had already been saved militarily in the Battle of Bull Run, simply to enslave white labor by freeing black slaves to compete unfairly in tight labor markets in the North. Lincoln deported Vallandigham after General Ambrose E Burnside, then commanding the Department of the Ohio, accused Vallandigham of violating General Order No 38, which threatened punishment for those declaring sympathy for the "enemy". Vallandigham was arrested, court-martialed, and sentenced to imprisonment for the rest of the war.

Lincoln also confiscated firearms from the public, depriving the American people of their constitutional right to bear arms. Ministers in the South were imprisoned for not praying for Abraham Lincoln. Lincoln's secretary of state, William Seward, set up a secret police force, and famously boasted to Lord Lyons, the British ambassador, that he could ring a bell and have any man in America arrested without due process. The Journal of Commerce, early in the Lincoln administration, published a list of 100 newspapers in opposition to Lincoln's administration, and Lincoln ordered the postmaster general to stop delivering the mail for those papers, putting the government squarely in the business of violating freedom of the press. And these newspaper owners and editors were imprisoned for opposing Lincoln. All were justified as necessary to stop the secession.

Lincoln's famous Gettysburg Address resolution of not letting "government of the people, by the people and for the people" perish from the Earth was not kept by actual events after the Civil War, nor the resultant United States that emerged. A 2004 poll conducted by a non-profit organization shows that only 20 percent of Americans believe that their government works for them, i.e., for the people in general; 56 percent believe that it works for special-interest lobbyists; and 80 percent believe that it works for large corporations.

Unlike Lincoln, Mao was dedicated to equality

Yet unlike Lincoln, Mao is not given credit in the West as a revolutionary of high-minded principles who fought for equality with all necessary means. In the context of the strong US tradition of civil liberty, Lincoln's assault on due process was decidedly more violent than Mao's alleged autocratic leadership style, since such is natural in Chinese political tradition. The difference between Lincoln and Mao is that Lincoln's high-minded quest for equality in practice allowed a few to monopolize the resultant national wealth, while Mao tried to distribute it to all equally.

Like Lincoln, Mao's tenure as leader of the Chinese Communist Party (CCP) and the People's Republic of China (PRC) was entirely under wartime conditions, first a civil war with the Nationalists and, after the founding of the PRC, with more than two decades of total embargo imposed by a hostile US with extreme prejudice. Garrison state was not merely a mentality during Mao's time, it was a reality. Most of his policies, like those of Lincoln, must be viewed in the context of wartime exigencies. Still, it was Mao who engineered the US-China rapprochement in 1972, and it was Mao who rehabilitated Deng Xiaoping to carry on socialist construction with Chinese characteristics.

These goals are not new in Chinese communist political culture. Mao, while always placing his faith in the power of the people, was also a vocal admirer of statesman Shang Yang (died 338 BC) of the Kingdom of Qin in the Warring States Period (408-221 BC). Shang Yang built the state's legal system upon the Book of Law, introduced a legalist government and propelled the Qin state to prosperity that enabled it to unite all of China, ushering in the Qin Dynasty. He introduced a new, standardized system of land allocation and reforms to taxation, he encouraged the cultivation of new frontiers and favored agriculture over commerce. Shang Yang burned books by Confucians in an effort to curb the philosophy's pervasive influence. Shang Yang was credited by Han Fei-zi with putting forth two precepts: Ding Fa (fixing the standards) and Yi Min (all people as one). Han Fei was a prince of the state of Han who joined the state of Qin, but eventually he ran afoul of Qin's chief minister, Li Si (died 208 BC), and was forced to commit suicide in 233 BC.

Legalism and Confucianism

Legalism is one of the three main schools in Chinese philosophy, the other two being Confucianism and Taoism (also transliterated as Daoism). Legalists believed that a nation should be governed by law, which must be clearly written and made public. All are equal before the law. Under the previous Zhou Dynasty (1122-256 BC), laws had been loosely written and controlled by tradition based on social classes. Legalism advocates that laws should reward those who obey them and punish those who break them. In addition, the legal system rules the state, not the officials. It is only through the impartial administration of law that a ruler can rule the state effectively.

In contrast to Confucianism, Legalism restricts moral issues to the making of law, not the administering of the law. Strict enforcement of the law is the foundation of a stable society. Still, the term "rule of law" has distinctly different meanings in Chinese political culture than in the West. …in the US legal system… laws are made by lobbyists, manipulated to serve special interests and applied by courts dominated by high-priced lawyers. The US legal system is blatantly undemocratic, with its courts packed with politically appointed judges and a legal-fee structure unaffordable by the average citizen.

Confucianism (Ru Jia), through the code of rites (li), seeks to govern the behavior and obligation of each person, each social class and each socio-political unit in society through self-constraint. Its purpose is to facilitate the smooth functioning and the perpetuation of the feudal system. Therefore, the power of the sovereign, though politically absolute, is not free from the constraints of behavior deemed proper by Confucian values for a moral sovereign, just as the authority of the local lords is similarly constrained.
 
The ideal Confucian state rests on a stable society over which a virtuous and benevolent emperor rules by moral persuasion based on a Code of Rites, rather than on law. Justice would emerge from a timeless morality that governs social behavior. Man would be orderly out of self-respect for his own moral character, rather than from fear of punishment prescribed by law. A competent and loyal literati-bureaucracy faithful to a just political order would run the government according to moral principles rather than following rigid legalistic rules devoid of moral content. The interest of the masses is the highest morality in politics.

Confucian values, because they were designed to preserve the then-existing feudal system, unavoidably ran into conflict with contemporary ideas reflective of new emerging social conditions. It is in the context of its inherent hostility toward progress and its penchant for obsolete nostalgia that Confucian values, rather than feudalism itself, become culturally oppressive and socially damaging. When Chinese revolutionaries throughout history, and particularly in the late 18th and early 19th centuries, rebelled against the cultural oppression of reactionary Confucianism, they simplistically and conveniently linked it synonymously with political feudalism.

Mao aimed to smash Confucian dominance

These revolutionaries succeeded in dismantling the formal governmental structure of political feudalism because it was the more visible target. Their success was due also to the terminal decadence of the decrepit governmental machinery of dying dynasties, such as the ruling house of the three-century-old, dying Qing Dynasty (1583-1911). Unfortunately, these triumphant revolutionaries remained largely ineffective in remolding Confucian dominance in feudal culture, even among the progressive intelligentsia. Mao understood this reactionary aspect of Confucian culture. He aimed to reform not only the polity of the Chinese state but also the culture of Chinese society.

But these revolutions failed repeatedly to sterilize the infectious virus of Confucianism in its feudal political culture. The modern destruction of political feudalism produced administrative chaos and social instability in China until the founding of the People's Republic in 1949. That is the undeniable contribution of Mao Zedong to Chinese political history.

But Confucianism still appeared alive and well as cultural feudalism, even under communist rule, and within the CCP… Mao Zedong recognized this feudal mentality as the central obstacle to China's revitalization. During the Great Proletarian Cultural Revolution of 1966-76, the debate between Confucianism (Ru Jia) and Legalism (Fa Jia) was resurrected as allegorical dialogue for contemporary power struggle. Legalist concepts such as equal justice under law for all and none being above the law are considered by Confucians aberrations of social morals and corruption of moral governance.. 

Most of the mass movements initiated by Mao Zedong were successful in changing old ideas and reshaping Chinese society. Even the Great Leap Forward, for which Mao is vilified, was successful in important areas, and estimates of 30 million deaths are wildly exaggerated. Bad weather, famines and the US trade embargo caused most of the deaths. Today's neo-liberal globalization has inflicted far more death and suffering than the Great Leap.

Mao's mass movements succeeded until 1957

Land reform was completed, the struggle for women's emancipation was progressing well, and collectivization and nationalization were leading the nation into socialism. Health services were a model of socialist construction in both cities and the countryside. The party's revolutionary leadership was accepted enthusiastically by society. By 1958, agricultural production almost doubled from 1949 (108 million tons to 185 million tons), coal production quadrupled to 123 million tons, and steel production grew from 100,000 tons to 5.3 million tons.

The only problem came from bourgeois intellectual rebellion... Mao's call for open criticism was serious and genuine, but the discussion he had conceived as a safety valve reached a degree of intensity he had not anticipated. Mao overestimated the stability of the political climate and underestimated the residual influence of Confucianism.

Mao was forced by geopolitical conditions (the abrupt withdrawal of Soviet aid and the US Cold War embargo) to overcome the lack of capital through mobilization of China's vast labor reservoir. The strategy was to connect political campaigns to production campaigns. Under pressure from orthodox Leninists within the party apparatus, with the failure of the "Hundred Flower Movement", Mao concluded it was impossible to create a socialist consciousness through a gradual improvement of material living conditions; that consciousness and reality had to be changed concurrently and in conjunction through gigantic new efforts at mobilization.

This led to the Anti-Rightist Campaign of 1957-58, followed by "Three Red Banners" in the spring of 1958, initiating simultaneous development of industry and agriculture through the use of both modern and traditional methods of production under the "General Line of Building Socialism". It was to be implemented through a labor-intensive development policy by a "Great Leap Forward" and by establishing a comprehensive collectivization by establishing "People's Communes".

The Great Leap Forward not all bad 

The Great Leap Forward (GLF) was not a senseless fantasy as many in the neo-liberal West and some in China have since suggested in hindsight. It called for the new system of "Two Decentralizations, Three Centralizations and One Responsibility". By this was meant the decentralized use of labor and local investment; central control over political decisions, planning and administration of natural investment capital; one responsibility meant every basic unit to account for itself to its supervising unit.

The GLF was successful in many areas. The one area that failed attracted the most attention. It was the area of back-yard steel-furnace production… The attempt failed conspicuously, but its damage to the economy was overrated. The program did not operate year-around, and did not disrupt farm harvests.

In late 1959, several natural disasters and bad weather conditions were reported in the press. Floods and drought brought about the "three bitter years" of 1959-62. After 1962, the economy recovered, but the politic was shifting toward a struggle against revisionism, which brought on the Cultural Revolution four years later. 

US embargo caused millions to starve

There would have been no deaths in the 1961-62 famines if not for the US embargo.

In 1963, the Chinese press called the famine of 1961-62 the most severe since 1879. In 1961, a food-storage program obliged China to import 6.2 million tons of grain from Canada and Australia. In 1962, import decreased to 5.32 million tons. Between 1961 and 1965, China imported a total of 30 million tons of grain at a cost of US$2 billion (Robert Price, International Trade of Communist China Vol II, pp 600-601). More would have been imported except that US pressure on Canada and Australia to limit sales to China and US interference with shipping prevented China from importing more. Canada and Australia were both anxious to provide unlimited credit to China for grain purchase, but alas, US policy prevailed and millions starved in China.

The University of Wisconsin's Maurice Meisner, whom many consider to be the dean of post-World War II Chinese scholarship, presents three related ways of looking at the alleged 20 million to 30 million deaths caused by the Great Famine begun in the late 1950s under Mao's tenure in The Deng Xiaoping Era and Inquiry into the Fate of Chinese Socialism 1978-1994 (New York, Hill and Wang, 1996). One, it was a horrible miscalculation. Two, it was the end of famines on this scale (famines had been occurring for the previous few centuries off and on in China about every generation or so). In other words, it brought this horrible historical pattern to an end. Or, three, it was a horrible miscalculation, while also afterward bringing this pattern of famine every generation of so to an end, thus saving millions from a similar fate.

It is now the common perception in the West that 30 millions starved to death as a result of Mao's launching of the Great Leap Forward. Is it true or is it again a result of manufactured history? An article from the Australia-China Review contains a noteworthy refutation of the widely accepted figures of tens of millions of deaths caused by the GLF. The following is excerpted from this article, "Wild Swans and Mao's Agrarian Strategy" by Wim F Werthheim, emeritus professor from the University of Amsterdam, one of the best-noted European China scholars: 

"But the figure amounting to tens of millions ... [lacks] any historical basis. Often it is argued that at the censuses of the 1960s "between 17 and 29 millions of Chinese" appeared to be missing, in comparison with the official census figures from the 1950s. But these calculations are lacking any semblance of reliability. At my first visit to China, in August 1957, I had asked to get the opportunity to meet two outstanding Chinese social scientists: Fei Xiao-tung, the sociologist, and Chen Ta, the demographer. I could not meet either of them, because they were both seriously criticized at that time as rightists; but I was allowed a visit by Pang Zenian, a Marxist philosopher who knew about the problems of both scholars. Chen Ta was criticized because he had attacked the pretended 1953 census. In the past he had organized censuses, and he could not believe that suddenly, within a rather short period, the total population of China had risen from 450 [million] to 600 million, as had been officially claimed by the Chinese authorities after the 1953 census. He would have [liked] to organize a scientifically well-founded census himself, instead of an assessment largely based on regional random samples as had happened in 1953. According to him, the method followed in that year was unscientific.

"For that matter, a Chinese expert of demography, Dr Ping-ti Ho, professor of history at the University of Chicago, in a book titled Studies on the Population of China, 1368-1953, Harvard East Asian Studies No 4, 1959, also mentioned numerous "flaws" in the 1953 census: "All in all, therefore, the nationwide enumeration of 1953 was not a census in the technical definition of the term"; the separate provincial figures show indeed an unbelievable increase of some 30 percent in the period 1947-1953, a period of heavy revolutionary struggle. (p 93-94) My conclusion is that the claim that in the 1960s a number between 17 [million] and 29 million people was "missing" is worthless if there was never any certainty about the 600 millions of Chinese. Most probably these "missing people" did not starve in the calamity years 1960-61, but in fact have never existed. "

Globalization causes more death, suffering than Mao

Neo-liberal globalization has caused poverty for three-quarters of the world's population, which brings it to more than 3 billion. At least 3 percent of these victims die prematurely of starvation, bringing it to 90 million, mostly children who died from malnutrition. That statistical evidence is more scientific than the alleged 30 million deaths in China. Anti-China neo-liberals dismiss the lack of evidence with the arguments that "totalitarian" governments are "guilty" by their very nature.

Mao's glory will outshine neo-liberals

While Mao headed the CCP, leadership was based on mass support; and it is still. The chairmanship of the CCP is similar to the position of pope in the Roman Catholic Church, powerful in moral authority but highly circumscribed in operational power. The Great Leap Forward was the product of mass movement, not of a single person. Mao's leadership extended to the organization of the party and its policy-formulation procedures, not the dictation of particular programs.

To describe Mao as a dictator merely reflects an ignorance of the true workings of the Chinese Communist Party. The failures of the Great Leap Forward and the People's Communes were caused more by implementation flaws rather than conceptual error. Bad luck and a US embargo had also much to do with it. These programs resulted in much suffering, but the claim that 30 million people were murdered by Mao with evil intent was mere Western propaganda.

Without Mao, the Chinese Communist Party would not have survived the extermination campaign by the Nationalists. It was Mao who recognized the invincible power of the Chinese peasant. It is proper that the fourth-generation leaders of the PRC are again focusing on the welfare of the peasants.

In Europe, the failure of the revolutions of 1848 led to World War I, which destroyed all the monarchal regimes that had successfully suppressed the democratic revolution six decades earlier. The full impact of Mao's revolutionary spirit is yet to be released on Chinese society. A century from now, Mao’s high-minded principles of mass politics will outshine all his neo-liberal critics. Like US president Abraham Lincoln, Mao Zedong will be remembered in history as a great leader; and unlike Lincoln, Mao will be remembered also as a great revolutionary.


Henry C K Liu is chairman of the New York-based Liu Investment Group.

(Copyright 2004 Asia Times Online Co, Ltd.)

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